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Allegations: The complainant organizations allege restrictions in legislation and
in the practice of collective bargaining in the public sector
- 627. The complaint in Case No. 2941 is contained in communications dated
20 March 2012 and 7 June 2013 of the Federation of Peruvian Light and Energy Workers
(FTLF). The Single Union of Workers of the Institute of Forensic Medicine and Sciences
of Peru (SUTRAIMELCIFOR) sent its allegations in a communication of 28 June 2012.
- 628. The Government sent its observations in communications of 25 June
and 14 September 2012 and 6 September 2013.
- 629. The complaint in Case No. 3026 is contained in communications dated
22 May and 23 September 2013 by the General Confederation of Peruvian Workers (CGTP).
This is supported by the Confederation of Peruvian Workers (CTP), the Single Union of
Workers of the National Institute of Agrarian Innovation (SUTSA INIA), and the
Federation of Single Unions of Agrarian Sector Workers (FESUTSA), in communications
dated 9 September 2013, and by the Federation of Municipal Workers, Employees and
Labourers of Peru (FTM-Perú), in a communication dated 16 May 2014. The National
Confederation of Workers of Peru State (CTE-Perú) submitted its allegations in
communications dated 17 October and 5 December 2014. The National Federation of Judicial
Employees of Peru (FNTPJ) submitted its allegations in a communication dated 13 October
2014. Lastly, the Autonomous Workers’ Confederation of Peru (CATP) submitted its
allegations in a communication dated 26 December 2014.
- 630. The Government sent its observations in communications of 7
February, 1 and 24 September, and 1 October 2014.
- 631. Peru has ratified the Freedom of Association and Protection of the
Right to Organise Convention, 1948 (No. 87), the Right to Organise and Collective
Bargaining Convention, 1949 (No. 98), and the Labour Relations (Public Service)
Convention, 1978 (No. 151).
A. The complainants’ allegations
A. The complainants’ allegationsCase No. 2941
- 632. In its communication dated 20 March 2012, the FTLF alleges that the
National Fund for Financing State Entrepreneurial Activity (FONAFE) establishes ceilings
in the wages paid by state electrical companies, which are in line with the budget
assigned to state companies limiting the possibilities of negotiating salary increases
through collective bargaining.
- 633. Furthermore, the FTLF alleges that Resolution No. 284-2011-TR of the
Ministry of Labour and Employment Promotion, dated 23 October 2011, rendered optional
arbitration inapplicable and ineffective as a mechanism for resolving lists of demands,
since it obliges the arbitrators of collective bargaining, which cover a state entity or
company, to take into account the resources available in the public budget. More
specifically, the above resolution imposes on the arbitrators the specific weighting
criteria referring to the public sector budget, contained in articles 77 and 78 of the
Political Constitution and those contained in rulings of the Constitutional Court which
endorse the full observance of the budgetary rules.
- 634. In its communication dated 7 June 2013, the FTLF alleges that the
58th final supplementary provision of the Public Sector Budget Act for the Fiscal Year
2013, Act No. 29951, violates the right of collective bargaining, since it prohibits
increasing workers’ wages through collective bargaining or arbitration awards. The FTLF
states that FONAFE must comply with said Act and that, as a result, state electrical
companies within FONAFE’s sphere are unable to negotiate economic clauses. The FTLF
states that, at the beginning of 2013, it took legal protection proceedings against the
Act, since it considered that the Act infringes its constitutional right to freedom of
association and collective bargaining, and that the Ninth Constitutional Court declared
the request non-receivable and ordered the case to be closed for good. The complainant
organization considers that a ruling of this kind affects the right of collective
bargaining.
- 635. In its communication dated 28 June 2012, SUTRAIMELCIFOR, as a
representative of the workers of the National Institute of Forensic Medicine and
Sciences, alleges that the General Administration of the Public Prosecutor’s Office
excluded it from the scope of a resolution which authorized the Ministry of Economy and
Finance to carry out a study so as to determine the wage scales for 2012; and that the
Public Prosecutor’s Office did not allow it to form part of a commission responsible for
proposing and coordinating with the Ministry of Economy and Finance the wage scales of
the Public Prosecutor’s Office for 2012.
Case No. 3026
- 636. In its communication dated 22 May 2013, the CGTP alleges that the
58th final supplementary provision of the Public Sector Budget Act for the Fiscal Year
2013, Act No. 29951, violates the right of collective bargaining, since it prohibits
increasing workers’ wages through collective bargaining. The CGTP considers that the Act
in question contravenes the conclusions reached by the Committee on Freedom of
Association in its 357th Report on Peru, in which it pointed out that the impossibility
of negotiating wage increases on an ongoing basis is contrary to the principle of free
and voluntary bargaining enshrined in Convention No. 98.
- 637. In its communication dated 23 September 2013, the CGTP alleges that
the Civil Service Act, No. 30057, issued in July 2013, violates the rights of freedom of
association and collective bargaining enshrined in Conventions Nos 87, 98 and 151. In
specific terms, the CGTP alleges that: (1) the Act excludes public servants, public
managers and trusted servants from collective rights; (2) the Act restricts collective
bargaining in all public entities to working conditions only and subjects relating to
wages or of economic significance are excluded from negotiation or any other
participatory mechanism; (3) the Act infringes the right to strike when allowing public
entities to hire, temporarily and directly, the staff necessary to guarantee the
provision of the minimum services in essential services and in services vital for the
entity to operate, from the beginning of the strike until its actual end. Moreover, the
Act does not detail which activities constitute essential services, thereby implying
that limitations on the right to strike may be extended beyond the hypothetical cases
accepted by the ILO supervisory bodies as characterizing a service as “essential”, and
includes the notion of “services indispensable for the entity to operate”, thereby
extending the restrictions on this right; and (4) the process of devising the Act has
avoided using the mechanism for participation or consultation of workers’
organizations.
- 638. In its communications dated 9 September 2013, the CTP, SUTSA INIA
and FESUTSA allege that the Civil Service Act, No. 30057, denies the right of collective
bargaining to public servants with respect to economic conditions and therefore violates
the Political Constitution of Peru and also the labour and union rights recognized in
Conventions Nos 87, 98 and 151. The complainant organizations state that the Government
never consulted the public workers, nor their unions or trade union associations either,
and that 36 parliamentary deputies instituted proceedings in July 2013 alleging that the
Act in question was unconstitutional. The complainant organizations indicate that the
draft budget of Peru, 2014, likewise violates Convention No. 98 since it prohibits all
public entities from readjusting or increasing remuneration, bonuses, grants, rewards
and benefits of any type.
- 639. For its part, in its communication of 16 May 2014, the FTM-Perú
alleges that Act No. 30057: (1) prohibits collective bargaining on wages and includes
only changes to working or employment conditions, in accordance with the budgetary and
infrastructure possibilities of the entity and the nature of the functions performed
therein; (2) adds great difficulties to the bargaining process, given that the list must
be approved by the National Civil Service Authority (SERVIR) and the Ministry of Economy
and Finance, and that the agreements have a period of validity of not less than two
years; and (3) infringes the right to strike when allowing public entities to hire,
temporarily and directly, the staff necessary to guarantee the provision of minimum
services in essential services and in services vital for the entity to operate, from the
beginning of the strike until its actual end. Finally, the FTM-Perú states that although
the Act provides that incorporation in the new system of rules provided for by the Act
is voluntary, the Act also states that within a maximum period of six years, all sectors
– except those excluded – will be regulated by Act No. 30057.
B. The Government’s reply
B. The Government’s replyCase No. 2941
- 640. In its communication of 25 June 2012, the Government indicates that
the Peruvian State respects collective bargaining and that the rules applied by FONAFE
do not violate or undermine this right. The Government explains that FONAFE establishes
a wage ceiling, in accordance with the budget assigned for state companies so as to be
able to implement their operational and strategic plans, and thus make such companies
sustainable. The Government emphasizes that FONAFE and companies within its sphere must
comply with the provisions of the Public Sector Budget Act for the Fiscal Year 2013 and
that hence the actions or measures taken by FONAFE are carried out or performed on the
basis of imperative or public order rules, without infringing any trade union
rights.
- 641. As regards the allegation by the FTLF that Resolution No.
284-2011-TR of the Ministry of Labour and Employment Promotion, dated 23 October 2011,
rendered optional arbitration inapplicable and ineffective as a mechanism for resolving
lists of demands, since it obliges the arbitrators of collective bargaining, which cover
a state entity or company, to take into account the specific weighting criteria
referring to the public sector budget, contained in articles 77 and 78 of the Political
Constitution, and those contained in rulings of the Constitutional Court which confirm
complete observance of the budgetary rules, the Government states that in Rulings Nos
008-2005-AI/TC and 02566 2012 PA TC, the Constitutional Court made it clear that
collective bargaining involving public servants must be done, taking into consideration
the constitutional limit according to which the budget must be balanced and fair. The
Government underlines that the Constitutional Court does not deny state workers the
exercise of the right to collective bargaining, but subjects them to budgetary rules,
and that the economic agreements reached must be covered by the budget.
- 642. As to the judgment of the Ninth Constitutional Court, referred to by
the FTLF, which rejected the request for protection relating to the Public Sector Budget
Act for the Fiscal Year 2013, the Government states that the fact that the judgment was
not in favour of the complainant organization is no justification for said ruling
affecting in any way the fundamental right to freedom of collective bargaining.
- 643. In its communication of 14 September 2012, the Government declares,
in relation to the allegations made by SUTRAIMELCIFOR, that the legal advisory office of
the Public Prosecutor’s Office stated that, in accordance with the General
Administrative Procedure Act, the general managerial resolution of the Public
Prosecutor’s Office, which excluded the complainant organization from its scope, could
not be amended and that, although the Public Prosecutor’s Office had no obligation to
set up a commission to analyse the 2012 wage scales, it decided to form a special
commission, in which another trade union participated (the Union of Workers of the
Public Prosecutor’s Office).
Case No. 3026
- 644. In its communication dated 7 February 2014, in response to the
complaint submitted by the CGTP, the Government explains that the workers covered by the
Act on the Foundations of Public Sector Administrative Careers and Remuneration,
approved by Decree-Law No. 276 of March 1984, only have the right to collective
bargaining in relation to working or employment conditions. The Government states that
although the right to collective bargaining for public sector workers is not expressly
recognized in the Constitution, its recognition stems from the application of Article 7
of Convention No. 151, which has been ratified by Peru and incorporated through article
55 of the Political Constitution of Peru.
- 645. The Government indicates that in view of articles 77 and 78 of the
Political Constitution of Peru, the budget assigns fairly public resources and the draft
budget must be effectively balanced. The Government also states that the Fiscal
Responsibility and Transparency Act, No. 27245, was approved in November 2003, together
with the General National Budget System Act, No. 28411, in December 2004, which
establish the principles, processes and procedures that regulate the national budget
system, in accordance with articles 77 and 78 of the Political Constitution.
- 646. Similarly, Act No. 29849 was approved in April 2012 in order to
grant labour rights to workers hired on administrative services contracts, and Act No.
29874, of June 2012, allows measures to be implemented for the granting of labour
incentives through the Assistance and Stimulus Fund Administration Committees (CAFAE),
to which the Public Sector Budget Act for the Fiscal Year 2012, No. 29812, refers. The
Government explains that the aim of that rule is to eliminate inequalities and
inequities among the monetary increases granted to administrative workers through the
CAFAE in the different budget lists included in Decree-Law No. 276.
- 647. As to the allegations submitted by the CGTP, according to which the
Public Sector Budget Act for the Fiscal Year 2013, No. 29951, violates Conventions Nos
87 and 98, since it prohibits increases being made to the workers’ wages through
collective bargaining, the Government explains that the aim of the rules governing the
state public budget is to order and balance state expenditure, given that the resources
are public and the product of the contributions made by all citizens and that different
responsibilities entrusted to the State must be fulfilled.
- 648. The Government states that the Constitutional Court had the
opportunity to make a ruling on the right to collective bargaining and the prohibition
on making any type of increases to public administration staff, even where this is the
result of labour arbitration. The Government emphasizes that in Rulings Nos
008-2005-AI/TC and 02566-2012-PA-TC, the Constitutional Court made it clear that
collective bargaining involving public servants must be done, taking into consideration
the constitutional limit, according to which the budget must be balanced and fair. The
Government adds that similar conclusions have also been put forward by the Supreme Court
of Justice in Appeal No. 4169-2008-Lambayeque, which states that collective bargaining
must be carried out in the public sector, taking into account the national budgetary
laws which determine the scope of negotiation.
- 649. The Government states that, notwithstanding the above, it emerged
that in various arbitration awards the arbitrators adopted contrary, and even
challenging, positions, stating expressly in their pronouncements that the budgetary
restrictions established in the public sector budget laws would not be applied, ordering
increases in wages without any technical support or identifiable source of funding,
which affect the principle of a balanced budget and create disorder in the public
sector, and that the National Congress chose to regulate this situation, by including
the provision in the Public Sector Budget Act for the Fiscal Year 2013, which is brought
into question by the CTP.
- 650. In its communications dated 1 and 24 September 2014, the Government
made its observations concerning the allegations relating to the Civil Service Act, No.
30057. As to the allegation that the Act excludes public servants, public managers and
trusted servants from the right to join trade unions, the Government indicates that
although no such exclusion exists in the strict sense of the term, a rule should be
created which specifies the scope for the purposes of clearer interpretation. As regards
the allegation that the Act allows, in the case of a strike, staff to be hired
temporarily in order to guarantee the provision of minimum services in essential
services and in services vital for the entity to operate, the Government understands
that this provision would not cause problems of compatibility with the ILO Conventions,
provided that the requirements established in the Act are satisfied, that is, the
services defined as essential are determined according to the criteria of the ILO
supervisory bodies, the minimum services are defined with the participation of workers’
organizations, and replacement workers are hired only where the minimum services have
not been covered by the organization or workers exercising their right to strike and
this situation leads to a serious risk to human life, safety or health. With respect to
the allegation that the Act limits the right to collective bargaining by requiring to
negotiate for a period of two years, the Government stresses that the Committee on
Freedom of Association has held that “the duration of collective agreements is primarily
a matter for the parties involved.” As concerns the allegation that the Act limits the
right to collective bargaining, restricting its content only to working conditions and
excluding therefrom, and from any other participatory mechanism, subjects relating to
wages or of economic significance, the Government understands that the Act may be viewed
as taking a backward step in the recognition and effectiveness of a fundamental right
such as collective bargaining, and considers that these aspects should be included in a
legislative provision. On the last point, the Government reports that on 21 May 2014,
the Plenum of the Constitutional Court issued a ruling which settled the case of failure
to observe the Constitution brought by 34 members of the National Congress against
various articles of the Act. The Government notes that, although under section 5 of the
Basic Law of the Constitutional Court, the majority of votes required to declare valid
the allegations contained in the complaint relating to the unconstitutional nature of
Act No. 30057, since it adversely affects the right to collective bargaining, three of
the judges consider that the exclusion of remuneration and budgetary matters from
collective bargaining constitutes an infringement of the aforementioned constitutional
right. Moreover, a further three judges consider that Act No. 30057 will be
constitutional only if, within 90 days, a consultation mechanism is set up. Finally, the
Government emphasizes that in both cases the Constitutional Court used the ILO
Conventions ratified by Peru as a benchmark of constitutionality.
- 651. In its communication dated 1 October 2014, the Government states
that the hiring of staff during a strike constitutes a measure of an exceptional nature,
the new regulations prescribe that it is applicable in situations in which minimum
services are not respected. With respect to collective bargaining, the abovementioned
Act defines the scope of the right to collective bargaining and is justified by the fact
that it avoids differences that currently exist in regard to the negotiation of wages
and the disorder that may result from different rules in the negotiation of wages based
on the employment relationship of the worker. The Act establishes technical and
objective criteria for increasing wages and takes into account the principle of
budgetary provision.
C. The Committee’s conclusions
C. The Committee’s conclusions- 652. The Committee notes that in both cases the allegations refer to
legal restrictions and, in practice, to collective bargaining in the public sector and,
in particular, the impossibility to increase public sector wages through collective
bargaining. Case No. 2941 refers essentially to the Public Sector Budget Act for the
Fiscal Year 2013, No. 29951, and more precisely to the 58th final supplementary
provision which, according to the allegations of the complainant organizations, the FTLF
and the CGTP, prohibits wage increases for workers through collective bargaining. The
above provision states, inter alia, that negotiation or labour arbitration proceedings
may contain only working conditions; that arbitration resolutions, agreements or awards
which ignore said prohibition will be null and void ipso jure, and that arbitrators who
fail to implement that provision will no longer be entitled to participate in public
sector collective bargaining arbitration processes.
- 653. According to the complainant organization, the FTLF, and as
confirmed by the Government, FONAFE must comply with the Public Sector Budget Act for
the Fiscal Year 2013 and, as a result, state electrical companies in FONAFE’s sphere are
unable to negotiate economic clauses. The complainant organization also alleges that
FONAFE establishes wage ceilings for state electrical companies that comply with the
budget assigned for state companies, limiting the possibilities of negotiating wage
increases through collective bargaining. The FTLF also objects to Ministerial Resolution
No. 284 2011-TR, of 23 October 2011, which obliges the arbitrators in collective
bargaining, which cover a state entity or company, to take into account the resources
available in the public budget.
- 654. Case No. 3026 refers essentially to the Civil Service Act, No.
30057, issued in July 2013 which according to the allegations of the complainant
organizations, the CGTP, the CTP, SUTSA INIA, FESUTSA and the FTM-Perú, restricts
collective bargaining in all public entities to working conditions only, and excludes
from negotiation, and any other participatory mechanism, subjects relating to wages or
of economic significance. The above Act states, inter alia, that civil servants have the
right to request improved non-monetary compensation, including changes to working or
employment conditions, in accordance with the budgetary and infrastructure possibilities
of the entity and the nature of the functions performed therein.
- 655. The Committee notes the Government’s observations in which it states
that the exercise of the right to collective bargaining for public sector workers, in
the same way as any other right, is not absolute, but is subject to the limitations of
the law, including those which regulate budgetary matters. In this connection, the
Government explains that, in accordance with the General National Budget System Act, No.
28411, FONAFE establishes, through its guidelines or directives, a wage ceiling in
accordance with the budget assigned for state companies, so as to be able to implement
their operational and strategic plans, and thus make them sustainable. The Government
maintains that the actions or measures taken by FONAFE are carried out or performed on
the basis of imperative or public order rules, without infringing any trade union
rights.
- 656. In relation to the allegation of the complainant organizations, the
FTLF and the CGTP, that the 58th final supplementary provision of the Public Sector
Budget Act for the Fiscal Year 2013, No. 29951, prohibits increases in workers’ wages
through collective bargaining and that, as a result, state electrical companies in
FONAFE’s sphere are unable to negotiate economic clauses, the Committee notes that the
Government states that FONAFE and companies in its sphere must comply with the Public
Sector Budget Act for the Fiscal Year 2013, and that therefore the actions or measures
taken by FONAFE are carried out or performed on the basis of imperative or public order
rules, without infringing any trade union rights. The Government explains that the aim
of the rules governing the state public budget is to order and balance state
expenditure, given that the resources are public and the product of the contributions
made by all citizens and that different responsibilities entrusted to the State must be
fulfilled.
- 657. The Committee notes that, as alleged by the complainant
organizations and confirmed by the Government, the 58th final supplementary provision of
the Public Sector Budget Act, No. 29951, restricts collective bargaining and labour
arbitration to working conditions only, and that section 6 of that Act prohibits the
readjustment, increase or creation of any form of income for public sector workers
through whatever mechanism. The Committee observes that, as indicated by the complainant
organization, the FTLF, and confirmed by the Government, FONAFE must comply with Act No.
29951, and that as a result, state electrical companies within FONAFE’s sphere are
unable to negotiate economic clauses. The Committee notes that the complainant
organization, the FTLF, attached to its complaint copies of letters sent to FONAFE and
to the electrical company, Electrocentro, SA, in which it requested that the 58th final
supplementary provision of Act No. 29951 should not be applied. As is clear from the
attachments submitted by the complainant organization, in his reply the FONAFE Executive
Director stated that Act No. 29951 restricts collective bargaining and labour
arbitration to working conditions only and emphasized that FONAFE must comply with the
Act in question; for its part, the company Electrocentro, SA, stated that the Act was
the responsibility of FONAFE and that it is not competent to deal with the request to
revoke or contravene the content of the 58th final supplementary provision of Act No.
29951.
- 658. The Committee wishes to emphasize that it has referred on various
occasions to matters relating to collective bargaining in Peruvian legislation
applicable to the public sector and that in the past few years it has made
recommendations to the Government as part of complaints submitted by Peruvian trade
union organizations, very similar to the present cases (Cases Nos 2639 and 2934). The
Committee recalls that in Case No. 2639 it already examined the allegation relating to
wage ceilings imposed by FONAFE in the wage scales of public electrical companies. The
Committee reiterates its previous conclusions and once again recalls the principle,
according to which “in so far as the income of public enterprises and bodies depends on
state budgets, it would not be objectionable – after wide discussion and consultation
between the concerned employers’ and employees’ organizations in a system having the
confidence of the parties – for wage ceilings to be fixed in state budgetary laws” [see
Digest of decisions and principles of the Freedom of Association Committee, fifth
(revised) edition, 2006, para. 1036]. The Committee requested the Government on that
occasion “to ensure that trade unions in the public enterprises are consulted when
setting budget ceilings for public enterprises with regard to wages, so that the trade
unions concerned may assess the situation, express their views and positions and discuss
with the authorities the considerations of general interest that these authorities may
deem it necessary to highlight” [see 355th Report, para. 1013].
- 659. The Committee also recalls that in Case No. 2934 it already examined
the allegation relating to Ministerial Resolution No. 284-2011-TR which obliges the
arbitrators of collective bargaining, which cover a state entity or company, to take
into account the resources available in the public budget. The Committee notes that in
its last reply the Government referred to the need for collective bargaining to take
place within the state budgetary limits. The Committee reiterates its conclusion in Case
No. 2934, according to which “the requirement itself for arbitrators to take into
account available resources in the public budget is not contrary to the principles of
freedom of association and collective bargaining”, and again requests the Government to
ensure respect for its principles as regards salary restrictions in collective
bargaining in the public sector [see Digest, op. cit., paras 1033-1043] [see 365th
Report, para. 1257].
- 660. Furthermore, as regards the civil service reform introduced by Act
No. 30057, the Committee notes that the reform applies to State workers at the three
levels of government (national, regional and local), and that two draft regulations were
issued together with the Act: regulations governing the general application of the Act
and regulations covering the special system for local governments. Likewise, the
Committee observes that, as is clear from the wording of the Act, staff covered by the
old systems (workers governed by Decree-Law No. 276 (public careers), workers governed
by Decree-Law No. 728 (system based on rules for the private sector) and workers
governed by Decree-Law No. 1057 (hired on administrative services contracts)) may be
transferred, voluntarily and subject to a merit-based public competition, to the system
provided for in the Act. Act No. 30057 states that incorporation in the new system
should take place gradually and that it will be finalized within a maximum period of six
years.
- 661. As regards the allegations whereby the process of drafting the Civil
Service Act No. 30057 circumvented the mechanism for participation or consultation of
workers’ organizations, the Committee notes that the Government has not responded to
this allegation and therefore recalls in general terms that it is essential that the
introduction of draft legislation affecting collective bargaining or conditions of
employment should be preceded by full and detailed consultations with the appropriate
organizations of workers and employers [see Digest, op. cit., para. 1075]. Consequently,
the Committee firmly expects that in future the Government will guarantee that, in
practice, the trade unions participate in the consultations on any question or proposed
legislation which affects the rights of the workers it represents.
- 662. As to the allegations according to which Act No. 30057 infringes the
right to strike by allowing public entities to hire, temporarily and directly, the staff
necessary to guarantee the provision of minimum services in essential services and in
services vital for the entity to operate, from the beginning of the strike until its
actual end, the Committee notes that the Government considers that this would not cause
problems of compatibility with the ILO Conventions, provided that the requirements
established in the Act are satisfied, that is, the services qualified as essential are
determined according to the criteria of the ILO supervisory bodies, the minimum services
are defined with the participation of workers’ organizations, and replacement workers
are hired only where the minimum services have not been covered by the organization or
workers exercising their right to strike and this situation leads to a serious risk to
human life, safety or health. In this regard, the Committee recalls the principle
according to which the right to strike can be restricted or even prohibited in the
public service or in essential services in so far as a strike there could cause serious
hardship to the national community and provided that the limitations are accompanied by
certain compensatory guarantees [see Digest, op. cit., para. 573].
- 663. As to the allegations that section 40 of Act No. 30057 excludes
public servants, public managers and trusted servants from collective rights, the
Committee notes that the Government states that although no such exclusion exists in the
strict sense of the term, a rule should be created which specifies the scope for the
purposes of clearer interpretation. In this regard, the Committee recalls that Article
1(2) of Convention No. 151 states that the extent to which the guarantees provided for
in this Convention shall apply to high-level employees whose functions are normally
considered as policy-making or managerial, or to employees whose duties are of a highly
confidential nature, shall be determined by national laws or regulations. The Committee
recalls, however, that under Convention No. 98, ratified by Peru, the right of
collective bargaining can be denied only to public servants working in the state
administration.
- 664. As to the allegations that section 40 of Act No. 30057 adds major
difficulties to the negotiating process given that once the list has been submitted,
approval must be obtained from the National Civil Service Authority (SERVIR) and from
the Ministry of Economy and Finance, and the agreements reached between the
representatives of the public entity and the civil servants are valid for a minimum of
two years, the Committee notes that the Government stresses that the Committee on
Freedom of Association has held that “the duration of collective agreements is primarily
a matter for the partners involved”. In this regard, the Committee recalls firstly that
budgetary opportunities within the negotiating framework may be verified and, secondly,
recalls the principle according to which “a statutory provision providing that a
collective agreement should be in force for two years when no other period has been
agreed by the parties does not constitute a violation of the right to collective
bargaining” [see Digest, op. cit. para. 1049]. Consequently, the Committee will not
continue with the examination of these allegations.
- 665. In relation to the allegation by the complainant organizations that
section 42 of Act No. 30057 circumvents collective bargaining in all public entities to
working conditions only, excluding subjects relating to wages or of economic
significance from negotiation or from any other participatory mechanism, the Committee
notes that the Government considers that the said provision may be viewed as taking a
backward step in the recognition of a fundamental right such as collective bargaining
and considers that these aspects should be included in a legislative provision. The
Committee notes that section 42 expressly states that civil servants have the right to
request improvements to non-economic conditions, including changes to working or
employment conditions, in accordance with the budgetary and infrastructure possibilities
of the entity and the nature of the functions performed therein. The Committee therefore
notes that under section 42 of the above Act, civil servants do not have the right to
request improvements to their wages or subjects of economic significance.
- 666. The Committee regrets to observe that in neglecting its conclusions
and recommendations in previous cases, both Act No. 29951 and Act No. 30057 continue to
restrict collective bargaining and labour arbitration to working conditions only and
exclude from negotiation and any other participatory mechanism subjects relating to
wages or of economic significance. Similarly, the Committee notes that the Public Sector
Budget Act for the Fiscal Year 2014, No. 30114, together with the Public Sector Budget
Act for the Fiscal Year 2013, prohibits the readjustment, increase or creation of any
form of income for public sector workers, through whatever mechanism. The Committee
notes with concern that those legislative restrictions are translated, in practice, into
the impossibility of negotiating or participating in consultation mechanisms with trade
union organizations on wage increases in the whole of the public sector. The Committee
recalls that in a previous case relating to public sector port workers, it emphasized
that the impossibility of negotiating wage increases on an ongoing basis is contrary to
the principle of free and voluntary bargaining enshrined in Convention No. 98 [see 357th
Report (Peru), para. 946]. Similarly, in previous cases, faced with allegations of
obstacles and difficulties to bargaining collectively in the public sector, the
Committee has stated that “it is aware that collective bargaining in the public sector
calls for verification of the available resources in the various public bodies or
undertakings, that such resources are dependent upon state budgets and that the period
of duration of collective agreements in the public sector does not always coincide with
the duration of budgetary laws – a situation which can give rise to difficulties” [see
357th Report, Case No. 2690 (Peru), para. 944] [see Digest, op. cit., paras 1037 and
1038]. Likewise, the Committee “shared the viewpoint of the Committee of Experts in its
1994 General Survey, when it stated that: ‘While the principle of autonomy of the
parties to collective bargaining is valid as regards public servants covered by
Convention No. 151, the special characteristics of the public service described above
require some flexibility in its application.’ Thus, in the view of the Committee,
legislative provisions which allow Parliament or the competent budgetary authority to
set upper and lower limits for wage negotiations or to establish an overall ‘budgetary
package’ within which the parties may negotiate monetary or standard-setting clauses
(for example: reduction of working hours or other arrangements, varying wage increases
according to levels of remuneration, fixing a timetable for readjustment provisions) or
those which give the financial authorities the right to participate in collective
bargaining alongside the direct employer are compatible with the Convention, provided
they leave a significant role to collective bargaining. It is essential, however, that
workers and their organizations be able to participate fully and meaningfully in
designing this overall bargaining framework, which implies in particular that they must
have access to all the financial, budgetary and other data enabling them to assess the
situation on the basis of the facts” [see 365th Report (Peru), para. 1257] [see Digest,
op. cit., para. 1038].
- 667. The Committee recalls that Peru has ratified Conventions Nos 98 and
151 and that, consequently, it undertook to adopt measures to stimulate and promote the
full development and use of negotiating procedures between the competent public
authorities and organizations of public employees concerning employment conditions, or
any other methods allowing representatives of public employees to help to determine such
conditions. In this context, the Committee highlights that the Government is obliged to
take measures to bring its legislation into conformity with Conventions that it has
ratified in respect of the collective bargaining of wages in the public (state, regional
and local) sectors. The Committee requests the Government to promote collective
bargaining in the spheres in which the complainant organizations operate (forensic
medicine, agrarian innovation and electricity which, although they form part of the
public sector, do not refer to state administration officials).
- 668. In relation to this point, the Committee takes due note that the
Government reports that on 21 May 2014, the Plenum of the Constitutional Court issued a
ruling which settled the case of failure to observe the Constitution brought by 34
members of the National Congress against various sections of Act No. 30057. The
Committee notes that although under section 5 of the Basic Law of the Constitutional
Court, the majority of votes required to declare valid the allegations contained in the
complaint relating to the unconstitutional nature of Act No. 30057, since it adversely
affects the right to collective bargaining, was not reached, three of the judges
considered that the exclusion of remuneration and budgetary matters from collective
bargaining constitutes an infringement of the aforementioned constitutional right and
the other three judges considered that Act No. 30057 will be constitutional only if,
within 90 days, a consultation mechanism is set up. The Committee notes that the
Government emphasizes that in both cases the members of the Constitutional Court used
the ILO Conventions ratified by Peru as a benchmark of constitutionality. In this
regard, the Committee notes that according to the wording of the verdict that is
available to the public, the six judges considered that the exclusion of remuneration
and budgetary matters from collective bargaining is contrary to the provisions of ILO
Convention No. 151.
- 669. The Committee regrets that despite the Government announcement in
2013 that it would request technical assistance from the ILO, it has not made such a
request and invites the Government again to avail itself of such assistance as soon as
possible, in particular taking into account the fact that: (1) the specific arrangements
for collective bargaining in the public sector allow such bargaining to take place
before or after the budget is adopted, it being understood that, in the case of Peru,
wage negotiations should take place when state budgets are prepared; and (2) that, as
indicated by the Government, Act No. 30057 may be revised, in particular sections 31.2,
42, 43 and 44, which establish limitations on the right to collective bargaining on
subjects relating to wages or of economic significance.
- 670. Finally, as to the allegation presented by the complainant
organization SUTRAIMELCIFOR that the General Administration of the Public Prosecutor’s
Office excluded it from the scope of a resolution relating to the conduct of a study of
the new salary scales; and that it did not allow SUTRAIMELCIFOR to form part of a
commission responsible for proposing and coordinating with the Ministry of Economy and
Finance the wage scales of the Public Prosecutor’s Office for 2012, the Committee notes
that the Government states that the legal advisory office of the Public Prosecutor’s
Office stated that, in accordance with the General Administrative Procedure Act, the
general managerial resolution of the Public Prosecutor’s Office, which excluded the
complainant organization from its scope, could not be amended, and although the Public
Prosecutor’s Office had no obligation to set up a commission to analyse the wage scales
for 2012, it decided to form a special commission in which another trade union (the
Union of Workers of the Public Prosecutor’s Office) participated. The Committee requests
the Government to ensure that in future the Public Prosecutor’s Office allows
representative trade unions in public institutions, including SUTRAIMELCIFOR (which
represents workers of the National Institute of Forensic Medicine and Sciences), to be
consulted when determining wage scales so that the trade union organizations concerned
may assess the situation, express their views and positions, and discuss with the
authorities the considerations of general interest that these authorities may deem it
necessary to highlight.
- 671. The Committee requests the Government to provide its observations in
reply to the allegations of the CTE-Perú of 17 October and 5 December 2014, the
allegations of the FNTPJ of 13 October 2014, as well as the allegations of the CATP of
26 December 2014.
The Committee’s recommendations
The Committee’s recommendations- 672. In the light of its foregoing conclusions, the Committee invites the
Governing Body to approve the following recommendations:
- (a) The Committee once
again requests the Government to ensure that the procedure contained in the FONAFE
guidelines allows trade union organizations of public enterprises to be consulted
when determining the budgetary ceilings for wages in public enterprises, so that the
trade union organizations concerned may assess the situation, express their views
and positions, and discuss with the authorities the considerations of general
interest that these authorities may deem it necessary to highlight.
- (b) The
Committee highlights that the Government is obliged to bring its legislation into
conformity with Conventions that it has ratified in respect of the collective
bargaining of wages in the public (state, regional and local) sector; the Committee
requests the Government to promote collective bargaining in the spheres in which the
complainant organizations operate (forensic medicine, agrarian innovation and
electricity).
- (c) The Committee requests the Government to ensure that in
future the Public Prosecutor’s Office allows representative trade unions in public
institutions, including SUTRAIMELCIFOR, to be consulted when determining wage scales
so that the trade union organizations concerned may assess the situation, express
their views and positions, and discuss with the authorities the considerations of
general interest that these authorities may deem it necessary to
highlight.
- (d) The Committee firmly expects that in future the Government
will guarantee that, in practice, trade unions participate in the consultations on
any issue or proposed legislation affecting the rights of the workers they
represent.
- (e) The Committee requests the Government to provide its
observations in reply to the allegations of the CTE-Perú of 17 October and 5
December 2014 calling into question the provisions of the new regulations on the
Civil Service Act having an impact on the exercise of trade union rights, the
allegations of the FNTPJ of 13 October 2014 concerning the impact of the Civil
Service Act on the judicial employees, as well as the allegations of the CATP of
26 December 2014.
- (f) The Committee regrets that the Government has not
requested the technical assistance from the ILO that it announced it would request
in 2013 and invites the Government to avail itself of ILO assistance in relation to
this case.